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APAC Compliance Officer

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APAC Compliance Officer

  • Location:

    Singapore

  • Sector:

    LMA Asia Finance

  • Job type:

    Permanent

  • Salary:

    S$5000 - S$10000 per month

  • Contact:

    Cindy.Nguyen

  • Contact email:

    cindy.nguyen@lmarecruitment.asia

  • Job ref:

    BBBH188392_1637139670

  • Published:

    15 days ago

  • Expiry date:

    2021-12-17

  • Client:

    LMA


Our client, a leading Global Private Equity Firm with strong APAC presence is looking for a Compliance Associate to join their Compliance Team in Singapore. You will be working closely with both their regional and global legal and compliance team on APAC regulatory compliance issues, in particularly MAS and SFC.

Responsibilities of the Role:

  • To review and approve Restricted List requests from Asia deal team members and assist to maintain the Restricted List.
  • To conduct email surveillance for APAC staff and assist in maintaining the company's compliance system
  • To assist with APAC AML/KYC requests
  • To assist with applying for individual SFC and MAS regulatory licenses
  • To submit the SFC FRR filing to the SFC on a bi-annual basis.
  • To assist with any MAS regulatory filings and liaising with MAS as needed.



Requirements of the Role:

  • Bachelor's degree and with 3-5 years' (maximum) of relevant compliance experience
  • Extensive knowledge in regulatory requirements applicable to the asset management/private equity industry (preferably in Asia and with SFC and MAS regulatory experience).
  • Prior experience in private equity, asset management or compliance consultancy firm is preferred.


Company Reg. No.: 201131609D | Licence No.: 11C4684 | EA Reg No: R2196467