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Compliance Officer

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Compliance Officer

  • Location:

    Singapore

  • Sector:

    LMA Asia Legal & Compliance

  • Job type:

    Permanent

  • Salary:

    S$60000.00 - S$80000.00 per annum

  • Contact:

    Bryant Tan

  • Job ref:

    BBBH403942_1663723611

  • Published:

    9 days ago

  • Expiry date:

    2022-11-20

  • Client:

    LMA

Compliance Officer

  • Providing licensing related support in both Singapore and applicable jurisdictions
  • Conducting due diligence on customers, vendors, services provider and business partners
  • Performing risk rating assessment on customers and conducting enhanced due diligence ("EDD")
  • Conducting customer, services provider's due diligence reviews
  • Conducting regulatory reporting to MAS
  • Assist Head of Compliance carrying out Enterprise-Wide Risk Assessment ("EWRA")
  • Filing Suspicious Transactions Report ("STRs")
  • Acting as the DPO (Data Protection Officer) for the Singapore Office
  • Assisting in any other adhoc administrative/project-based tasks
  • Keeping abreast of the compliance and regulatory changes.

Qualifications

  • A Bachelor's Degree in Economics, Finance or related field.
  • Strong analytical, investigative and risk assessment skills.
  • Good to have some experience in compliance technological space (compliance solutions such as transaction monitoring systems, due diligence screening system etc.)
  • Overall experience can be 2-5 years.

Company Reg No.: 201131609D, Licence No.: 11C4684, EA Reg. No.: R16550133