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Head of Finance and Accounting (Securities Brokerage), Bangkok

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Head of Finance and Accounting (Securities Brokerage), Bangkok

  • Location:

    Bangkok

  • Sector:

    Monroe Banking & Finance

  • Job type:

    Permanent

  • Salary:

    THB160000 - THB300000 per month

  • Contact:

    Guitar - Santarat

  • Contact email:

    b.santarat@monroeconsulting.co.th

  • Job ref:

    BBBH436075_1703240971

  • Published:

    2 months ago

  • Expiry date:

    2024-03-21

Executive recruitment company Monroe Consulting is recruiting on behalf of an international securities and investment service provider. The company operates under one of the Asia's leading digital banks. They have provided full range of investments consulting services over multiple financial products of equity, fixed income, derivative, structure notes and more through both retail and institutional clients.


This position will be responsible for supervising the comprehensive financial operations of the company, including tasks such as managing tax reports, daily financial activities, cash flow, profit and loss statements, external and internal audits, and account bookkeeping. In addition to financial responsibilities, a robust understanding of regulatory frameworks such as BOT, SEC, and SET is essential. The position also requires effective coordination with both internal and external stakeholders.

Job Responsibilities

  • Prepare month end closing in the relevant systems, identify differences in local reporting VS group reporting as well as perform variances analysis.
  • Ensure that transactions are properly and correctly booked in terms of classification according to SAS and TAS on a daily basis.
  • Encompasses daily performance analysis and monthly analysis of costs, balance sheet items, with comparison to budget and previous month, yearly budget, and ad-hoc analysis.
  • Monitor and report of capital adequacy and regulatory capital requirement.
  • Prepare statutory accounts as well as tax compliance reporting which includes tax computation and reply to queries.
  • Compilation of regular and ad-hoc performance measurement reports such as cost analysis.
  • Preparation of annual budget and forecast.
  • Manage external and internal audit.
  • Review and evaluate new product proposals and identify account booking and tax issue.
  • Oversee the product and cost control function, including having reasonable knowledge of daily flash P&L, pricing testing and verification, data integrity, trader incentive, managing expenses.
  • Forecast cash flow daily and prepare proper balance of fund for daily operations.
  • Monitor and transfer our excess fund to the acceptable financial institutions for the highest return with the target liquidity.
  • Issuance of debit note and tax invoice for all concerned transactions.
  • Review current processes to improve controls and streamlining of processes, and also recommendation of automation

Job Requirements

  • Bachelor's or master's degree in accounting and finance or related field
  • Multiple years' experience in Financial Services industry preferably in Securities business
  • At least 7 years' experience managing a team.
  • CPA License
  • Fluent in Thai and English (spoken and written)
  • Good interpersonal skill
  • Good communication and can work as a team.
  • Leadership skill
  • Ability to work under pressure and tight timeline.
  • Ability to prioritize, plan and meet the deadline